I understand and agree that the nature of information I have provided for the purpose of Online Account Opening with / through Axis Securities Limited (ASL) (hereinafter referred as “the Company”) are true and correct to the best of my knowledge and belief and I undertake to inform you of any changes therein immediately.

• I confirm that I am a tax resident of India and not a tax resident of any other country. If my tax residency status changes, I undertake to inform Axis Securities Limited within 30 days and provide updated FATCA/CRS declarations as required by law. I authorize ASL to disclose my information to the tax authorities, SEBI, or any government body if required for compliance with tax regulations, FATCA, CRS, or PMLA guidelines.
• I am aware and agree to open Individual Regular Demat and Trading account through online mode. I understand that my PAN will be verified with the Income Tax database, and my Trading and Demat account will be opened accordingly.
• I hereby agree and allow Axis Securities Limited to download my KYC information available from KRA/CKYC for the purpose of opening trading and demat accounts.
• I hereby consent to receive information from Central KYC Registry/KRA through SMS/Email on the above-registered number/email address and to download my records from CKYCR by Axis Securities Limited.
• I declare and agree that the signature and photograph provided by me for opening of trading and demat account belongs to me.
• I hereby consent the company to provide its communication messages to me through the medium of short messages services and / or telephone calls / or Whats app on my registered phone number(s) with the Company.
• I declare that by submitting the contact details by me, I authorize Axis Securities Limited to contact me and send promotional communication even though I may be registered under National Do Not Call Registry established under the Telecom Unsolicited Commercial Communications Regulations 2007 or registered or may register under the National Customer Preference Register established under the new regulation viz. The Telecom Commercial Communications Customer Preference Regulations 2010. And I don't hold the Company responsible for the aforesaid act.
• I/We hereby expressly consent to and authorize Axis Securities Limited (whether acting by itself or whether in an automated manner or otherwise), to seek/ share my personal information regarding my demat / bank account from/ with Axis Bank Limited including details of transactions effected by me/ us, and Funds/Securities (demat account) balances in relation of the securities held in my/our name, for the purposes of displaying such details on app/website of Axis Bank for the sake of my convenience and better viewing experience of my account balances on one platform, and for completing settlement of transactions.
• I confirm to avail of the facility of internet trading using wireless technology.
• I hereby provide my explicit consent to Axis Securities Limited to undertake my KYC process online, including video verification and e-KYC authentication, as per SEBI guidelines.
• I acknowledge that my email and mobile number will be verified using OTP or any other mechanism as per SEBI guidelines.
• I agree that my e-KYC documents and application form may be digitally signed or verified using e-Sign as per SEBI regulations.
• I acknowledge that I am responsible for protecting my personal KYC information, and Axis Securities Limited is not liable for any misuse of credentials shared outside its authorized channels

I hereby declare that the rules and regulations of the Depository and Depository Participant to an account which are in force now have been read by me and I have understood the same and I agree to abide by and to be bound by the rules as are in force from time to time for such account.

1. I confirm my consent to share my email id with the RTA (Registrar and Transfer Agency).
2. I hereby consent to receive all statements of accounts, statements of holding, contract notes, consolidated statements, transaction statements, and annual reports in electronic form from the company.
3. I hereby confirm to avail the SMS alert facility in my Demat and Trading account.
4. I confirm that I do not require a physical DIS booklet at the time of account opening and will execute transactions electronically. If I later require a DIS booklet, I will submit a request to ASL in writing/Email to ASL in this regard.I hereby confirm to receive credit of shares and securities without my consent in my Demat account.
5. I hereby confirm to accept all pledge instructions in my Demat account without any further instruction from my end.
6. I hereby consent that by opening demat and trading account online, Demat Debit and Pledge Instruction (DDPI) will be enabled for all the four options mentioned below:
   1. Transfer of securities held in the beneficial owner accounts of the client towards Stock Exchange related deliveries / settlement obligations arising out of trades executed by clients on the Stock Exchange through the same stockbroker.
   2. Pledging / re-pledging of securities in favour of trading member (TM) / clearing member (CM) for the purpose of meeting margin requirements of the clients in connection with the trades executed by the clients on the Stock Exchange.
   3. Mutual Fund transactions being executed on Stock Exchange order entry platforms.
   4. Tendering shares in open offers through Stock Exchange platforms.
   5. I understand that I can revoke this authorization by giving written notice, and such revocation will be effective after necessary settlement obligations are completed

General Terms and Conditions:

Email Statement:

I understand that the email statements are for my convenience. ASL shall not be liable or responsible for any breach of secrecy because the statements are being sent to the email ID registered with it. I shall verify the authenticity of the emails I receive. I shall not hold the Company responsible for any statement received from fraudsters/imposters. I shall not hold the company liable if any problem arises with my computer network because of me receiving statements from the company. The Company shall not be responsible if I/we do not receive a statement due to incorrect email address and technical reasons. I will take all the necessary steps to maintain and ensure confidentiality and secrecy of the login name and password of the internet/email account. I shall inform the Company in writing if there is any change in the email address.

Voluntary Aadhaar Consent:

1. I hereby submit voluntarily at my own discretion the physical copy of Aadhaar card/physical e-Aadhaar / masked Aadhaar/offline electronic Aadhaar xml as issued by UIDAI (Aadhaar) to the Company Axis Securities Limited for the purpose of establishing my identity / address proof and voluntarily give my consent to open account / process instructions for the said purpose with the Company in my name individual capacity using my Aadhaar.

I hereby consent to the Company for verification of my Aadhaar to establish its genuineness through Quick Response (QR) code embedded in the Aadhaar card or through such other acceptable manner as per UIDAI or under any Act or law from time to time. The consent and purpose of collecting Aadhaar has been explained to me in local language. The Company has informed me that my Aadhaar submitted to the Company herewith shall not be used for any purpose other than mentioned above or as per requirements of law. I understand that my Aadhaar number will not be stored or saved by Axis Securities Limited, and I authorize ASL to use Aadhaar authentication only as per regulatory requirements

2. I hereby declare that all the information voluntarily furnished by me is true correct and complete. I Will not hold the Company or any of its officials responsible in case of any incorrect information provided by me/us.

FATCA:

1. I have understood that the information required under FATCA Form are as per the CBDT notified Rules 114F to 114H and hereby confirm that the information provided by me on this Form is true correct and complete.
2. I understand that my personal details as provided/available with Axis Securities Limited will be used for CBDT reporting. Further, I hereby authorize Axis Securities Limited to furnish the above information to the bank for the purpose of compliance and reporting under CBDT Rules as applicable.

Declaration for Fund/Transfer Facility

I understand that 'Fund hold/Transfer' is an additional facility provided by Axis Securities Limited to its clients for facilitating online fund transfer on the trading portal. I undertake that I shall opt for an alternate mode of payment i.e. VAN transfer/cheque payment etc. for meeting trading/DP obligations in the event of non-availability of 'Fund hold/Transfer' functionality due to any technical issue. I understand that in no event Axis Securities Limited shall be responsible for any loss on account of any intermittent interruption resulting in non-availability of 'Fund hold/Transfer' facility and I shall not be entitled to claim for any actual or notional loss arising out of such interruption.

E-mail/ SMS and Voice Communications:

All customers who register on our site agree acknowledge and accept as per the terms and conditions and that even if they are registered under NDNC DND (Do Not Disturb) by accepting the terms you authorize Axis Securities Ltd and its relevant group companies, subsidiaries, and affiliates to call and assist you and/or SMS/E-Mail the customers by virtue of them having voluntarily registered in https://simplehai.axisdirect.in/ (Electronic and sms communications). Axis Securities Ltd will not be responsible for any NDNC (National Do Not Call) Registry regulation that will come into play.

I hereby consent to receive trade confirmations, statements, transaction updates, and other regulatory communications via SMS, email, or electronic means. I acknowledge that ASL will not be responsible for unauthorized access to my communications due to incorrect email ID, mobile number, or security breaches on my part.

I hereby declare that the details furnished above are true and correct to the best of my knowledge and belief and I undertake to inform you of any changes therein immediately. In case any of the above information is found to be false or untrue or misleading or misrepresenting I am aware that I may be liable for it. I hereby declare and confirm that I have not been prohibited/debarred from dealing in securities and no penalty has been imposed on me for violation of securities laws/other economic offences by SEBI or any other regulatory authorities. I also declare that no financial/criminal penalties or proceedings are pending against me. I hereby undertake to notify you forthwith of changes in this regard and shall not do anything in violation of such orders if any at a later date. I give hereunder details of action taken by SEBI/Stock Exchanges/any other authorities for violation of Securities laws/other Economic offences during last three years.

T&C Applicable to Jio Customers Under ASL Promotional Offer

1. This “Axis Direct Investment Plan” is from “Axis Securities Limited (ASL)” and “Reliance Jio Infocomm Limited (Jio)” and is offered at no additional cost to eligible customers.
2. The plan is applicable for Axis Direct Demat & Trading Accounts opened post redeeming of promo codes generated on successful Jio mobile plan recharge.
3. All pricing benefits shall be available only to clients trading online i.e. through Axis Direct mobile apps / website / EXE.
4. The plan’s validity is 90 days from the date of redemption of promo code.
5. Benefits of this plan shall be continued for 30 days further basis successful Jio mobile plan recharges.
6. The advertised MTF interest rate of 10% is applicable for funding value of upto Rs.10 lakh. In case of borrowing beyond this value, the client shall be migrated to a plan with MTF interest charges at 12% for the entire duration of validity.
7. The above Plan offer is only available for RI accounts. This offer is not applicable to Axis group employees or Business Associates.
8. A client can subscribe to only one plan at any point of time and the plan cannot be clubbed with any other Brokerage Plan.
9. Once the Plan is opted then the plan cannot be modified/ changed.
10. The subscription rates are applicable only to primary accounts and not to any additional products like PMS, managed accounts, etc.
11. On completion of the validity Period of the Plan, client may choose to subscribe to a new plan, on the terms and conditions applicable at that time. Client needs to submit physical request or in any other manner prescribed by ASL.
12. In case of non-utilization/client opt-out/discontinuation, no refund of the subscription charges would be granted.
13. Minimum brokerage of Rs.25 per order will be applicable for equity segment i.e. delivery segment (apart from applicable up to delivery turnover) based transaction.
14. In case of Applicable Up to Delivery Turnover, minimum statutory brokerage of 1 paise per share shall be charged till the Applicable Up to Delivery Turnover limit /validity period, whichever is earlier.
15. All statutory / regulatory levies and other charges including but not limited to Securities Transaction Tax, SEBI Turnover Fees, Exchange Transaction Charges, Stamp Duty and Service Tax shall be charged separately over and above the brokerage.
16. Brokerage will not exceed the SEBI prescribed limit. For turnover other than Applicable Up to Delivery Turnover, brokerage will be charged as per applicable rate subject to a minimum of Rs.25/- (Except Equity SIP) per executed order and a maximum of 2.5%. In case the minimum brokerage calculated comes to more than 2.5%, then the amount that will be charged as a brokerage will be limited to 2.5%. For securities quoting up to Rs.10.00 per share, brokerage will be charged at Rs.0.03 per share, subject to minimum of Rs.25/- per executed order and a maximum of Rs.0.25 per share.
17. In case of discontinuation of offers by ASL, for those customers who have reached the Applicable Up to Delivery Turnover limit, ASL reserves the right to discontinue the plan with 15 days’ notice period. In such case the customer will be assigned the default brokerage plan.
18. The above benefits under the account are subject to regulatory norms in force from time to time and may be discontinued under any regulatory directions or for any reason, without giving prior intimation to the client.
19. For any disputes pertaining to the Offer, the decision of ASL will be final and binding.
20. In case of any queries/further clarifications, please contact our customer support helpdesk at 022-40508080 or helpdesk@axisdirect.in .

Terms & Conditions for Axis Tyche

1. Offer Details:
   Customers who open accounts under the Women’s Banking Program at Axis Bank will be enrolled in the Axis Tyche Program at Axis Direct. Only accounts opened under this program will be eligible to avail the benefits under this offer.
2. Offer Benefit:
   Eligible customers will receive Zero Brokerage up to ₹10,000, which will be provided in the form of brokerage reversal.
3. Eligibility:
   • The offer is applicable only for new Trading and Demat accounts opened under the Women’s Banking Program at Axis Bank and mapped to the Axis Tyche Program at Axis Direct.
   • The offer applies to customers onboarded under the Burgundy, Priority, and Prestige segments (Women's Banking Program).

4. Brokerage Reversal:
   Brokerage incurred by the customer will be reversed up to a maximum limit of ₹10,000, subject to fulfilment of the applicable conditions.
5. Brokerage Credit:
   The eligible brokerage reversal amount will be credited to the customer’s account once the brokerage amount of up to ₹10,000 is fully utilized, subject to the terms and conditions of the offer.
6. Post Benefit Utilization:
   Once the maximum brokerage reversal limit of ₹10,000 is exhausted, the customer will be mapped to the applicable segment-wise brokerage plan as per the standard brokerage rates defined for their respective segment.
7. Non-Combining of Offers:
   This offer cannot be combined with any other offer, promotion, or scheme offered by Axis Securities Limited.
8. Brokerage Limits:
   Brokerage charged shall not exceed the limits prescribed by SEBI from time to time.
9. Statutory Charges:
   All statutory and regulatory levies, including but not limited to Securities Transaction Tax (STT), SEBI Turnover Fees, Exchange Transaction Charges, Stamp Duty, GST, and any other applicable charges, will be charged separately over and above the brokerage.
10. Regulatory Compliance:
    The above benefits are subject to regulatory norms in force from time to time and may be discontinued or modified under any regulatory directions without prior notice.
11. Right to Modify or Withdraw:
    Axis Securities Limited reserves the right to modify, amend, or withdraw the offer at any time at its sole discretion without prior notice.

12. Dispute Resolution:
    In case of any dispute arising out of or in connection with this offer, the decision of Axis Securities Limited shall be final and binding on all participants.
13. General Conditions:
    Participation in the offer shall be deemed acceptance of these Terms & Conditions.

Terms and Conditions for the subscription plans:

1. This plan is from Axis Securities Limited (ASL) and is applicable to the Axis Direct Trading Account
2. The Subscription validity is Lifetime from the date of realization of the plan charges
3. The Plan charges attract GST on the amount and will be charged upfront. Plan charges are non-refundable and will not be adjusted against future brokerage or any other charges
4. The above Plan offer is only available for RI accounts. This offer is not applicable to Axis group employees or Business Associates
5. A client can subscribe to only one plan at any point of time and the plan cannot be clubbed with any other Brokerage Plan
6. Once the Plan is opted, the plan cannot be modified/changed
7. The subscription rates are applicable only to primary accounts and not to any additional products like PMS, managed accounts, etc
8. Option Brokerage for all trades done through online mode will be as per plan rate per order and all trades made through offline mode will be as per plan rate per lot
9. Client may choose to subscribe to a new plan, on the terms and conditions applicable at that time. Client needs to submit physical request or in any other manner prescribed by ASL
10. Minimum brokerage of ₹25 per order will be applicable for equity segment (i.e., delivery segment-based transaction)
11. All statutory / regulatory levies and other charges including but not limited to Securities Transaction Tax, SEBI Turnover Fees, Exchange Transaction Charges, Stamp Duty, and GST shall be charged separately over and above the brokerage
12. Brokerage will not exceed the SEBI prescribed limit
13. The above benefits under the account are subject to regulatory norms in force from time to time and may be discontinued under any regulatory directions without prior intimation
14. For any disputes pertaining to the Offer, the decision of ASL will be final and binding
15. In case of any queries/further clarifications, please contact our customer support helpdesk at 022-40508080 or helpdesk@axisdirect.in
16. Axis Securities Limited reserves the right to modify or withdraw the offer at any time

Terms & Conditions for 50% Discount on Axis Intellect subscription fees:

1. The offer is applicable only for Priority, Prestige, Burgundy and Burgundy private segment customers with Resident Indian status
2. You can get a 50% refund of charges for subscribing to Axis Intellect (AI) and product only for the first year, an investment offering with Research backed stock investment ideas. Please refer to the detailed Terms & Conditions of Axis Intellect Plus before subscribing. To know more about Axis Intellect visit Axis Intellect
3. The offer is valid for a maximum refund of ₹2,950 per Axis Intellect basket (Axis Intellect Aggressive Basket, Axis Intellect Balanced Basket, and Axis Intellect Intra-Week Basket), with a maximum total refund of ₹8,850 per customer.
4. The offer is applicable on the Axis Intellect subscription until Mar 31, 2026.
5. The fee charged will be refunded up to the eligible amount by T+1 month (T being the month of Axis Intellect amount debit).
6. The above offer is not applicable for NRIs.
7. The offer is non-transferable and is exclusively for whom it is intended.
8. Axis Securities Limited reserves the right to modify or withdraw the offer at any time.

Scheme codes eligible for this Program:

Scheme	Segement
MBPRP	PRESTIGE NON SALARY
MAPRP	PRESTIGE SALARY
DMPBS	PRESTIGE SALARY
DMPBG	PRESTIGE NON SALARY
DMPRV	BURGUNDY NON SALARY
DMPRS	BURGUNDY SALARY

Detailed Terms and Conditions for Axis Direct: https://simplehai.axisdirect.in/terms-and-conditions-home

Detailed Disclaimer for Axis Direct: https://simplehai.axisdirect.in/disclaimer-home